Responding to Regulatory Notices Print

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Formal correspondence from an agency.

WHAT TO DO FIRST

Read it carefully, and note the deadline.

WHY THE DEADLINE FIRST

Missing it removes options.

WHAT TO ESTABLISH

What is alleged or required Under what authority What response is expected

WHAT TO DO SECOND

Verify it is genuine.

HOW

Contact the agency through its published details, not those on the notice.

WHY

Forged notices demanding payment are common.

WHAT TO DO THIRD

Establish the facts internally.

WHAT TO AVOID

Responding informally Ignoring it Admitting anything before understanding the position

WHAT TO ENGAGE

Professional advice, for anything with financial or licensing consequences.

WHAT TO PROVIDE

What was requested, accurately, on time.

WHAT TO KEEP

A copy of everything sent, with evidence of delivery.

WHY EVIDENCE OF DELIVERY

Disputes about whether a response was received are common.

WHAT TO DO IF YOU NEED MORE TIME

Request an extension, in writing, before the deadline.

WHY BEFORE

Requests after expiry are rarely granted.

WHAT TO DO IF THE NOTICE IS WRONG

Say so, with evidence, respectfully.

WHAT TO RECORD

Every communication, with dates.

WHAT TO FOLLOW UP

Any commitment you made.


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